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Oct 20, 2016

PIABA Issues Report On BrokerCheck’s Shortcomings

By |October 20th, 2016|Broker Check, FINRA, FINRA News, PIABA|

PIABA, the Public Investors Arbitration Bar Association, issued a new report stating that FINRA's BrokerCheck, the primary resource the public uses to learn about brokers and their firms, fails to include vital information, including the reasons a financial professional's employment was terminated and other details investors should have before deciding whether to invest with them. The [...]

Feb 25, 2016

PIABA: Investors Owed Millions In Arbitration Awards Unable To Collect

By |February 25th, 2016|FINRA, FINRA News, PIABA, Press Releases & News, Securities Arbitration|

According to the Public Investors Arbitration Bar Association (PIABA), FINRA is failing to help investors collect arbitration awards for damages from the brokers. Seventy-five FINRA arbitration awards, about a third of the 2013 total, are unpaid according to a report released by PIABA. That is $62 million in award money or about 25% of the [...]

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