Wells Fargo Adviser Barred by FINRA

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Wells Fargo Adviser Barred by FINRA

Kerbye Arthur resigned from Wells Fargo amidst allegations she made inaccurate statements on a co-worker’s mortgage gift letter, according to a recent Investment News article. After failing to provide FINRA with requested documents in the matter, Ms. Arthur was barred by FINRA. Ms. Arthur’s FINRA broker check states that as of August 10, 2017, she is barred in all capacities indefinitely.

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By |August 14th, 2017|Legal Matters|

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