Wells Fargo Adviser Barred by FINRA

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Wells Fargo Adviser Barred by FINRA

Kerbye Arthur resigned from Wells Fargo amidst allegations she made inaccurate statements on a co-worker’s mortgage gift letter, according to a recent Investment News article. After failing to provide FINRA with requested documents in the matter, Ms. Arthur was barred by FINRA. Ms. Arthur’s FINRA broker check states that as of August 10, 2017, she is barred in all capacities indefinitely.

Have you suffered financial losses due to the misconduct of a broker? We can help you. The attorneys at The Frankowski Firm are dedicated to representing victims of securities broker fraud and negligence throughout the United States. To talk with one of our lawyers, please call us today at 888.741.7503 or fill out this contact form.

By |August 14th, 2017|Legal Matters|

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