Insights
August 18, 2021
The SEC has obtained a court order to stop Santa Fe, New Mexico financial advisor Martin Adrian Ruiz’s alleged ongoing offering fraud. According to the SEC complaint , Ruiz induced at least 56 investo...
July 2, 2021
Michael Ecker, a stockbroker in Concorde Investment Services’ Wellington, FL branch office, has been named in two customer disputes filed with the Financial Industry Regulatory Authority (“...
June 4, 2021
Former LPL Financial representative Matthew Clason waived his right to be indicted and pleaded guilty to one count of wire fraud related to his misappropriation of more than $600,000 from an elderly i...
June 2, 2021
Pitney Bowes company has drawn multiple consumer complaints from customers who have cancelled their Pitney Bowes contracts only for the company to continue to charge their credit card. Pitney Bowes is...
May 12, 2021
The Securities and Exchange Commission (“SEC”) announced on April 26, 2021 , that it filed an emergency action and obtained an asset freeze to stop an alleged ongoing fraudulent Ponzi scheme. The SEC ...
April 6, 2021
The SEC has charged Aequitas Capital Management and a number of its executives with allegedly running a Ponzi scheme, which could have defrauded Oregon investors out of $350 million. The Frankowski Fi...
April 6, 2021
The Frankowski Firm is currently investigating claims of unsuitable and misrepresented sales of Puerto Rican municipal bonds by Wedbush Securities and stockbroker Mark Augusta. The NYSE regulatory bod...
April 6, 2021
The SEC has announced it will bring charges against the Woodbridge Group and its founder, Robert Shapiro, for a $1.2 billion Ponzi scheme. The Frankowski Firm is currently accepting cases on behalf of...
April 6, 2021
Puerto Rico municipal bonds have been rated as “junk” bonds by Standard and Poor, and investors have lost thousands of dollars as a result. The Frankowski Firm is currently investigating customer clai...
April 6, 2021
The Frankowski Firm is investigating claims of broker fraud and mismanagement that has led to significant losses and excessive fees in employee 401(k) retirement plans. We invite you to learn more....
April 6, 2021
The Frankowski Firm is investigating potential claims related to investor losses in the Sierra Income Corporation. Sierra is a non-traded business development company (“BDC”). As a non-traded investme...
March 15, 2021
The Frankowski Firm is investing potential claims for investors suffering from Infinity Q Losses. Infinity Q Diversified Alpha Fund Institutional Class (NASDAQ:IQDNX) and Infinity Q Diversified Alpha ...
Page 17 of 51
Free · Confidential · No Obligation
500+
Cases Handled
25+
Years Experience
AV
Preeminent Rated
$0
Fees Until We Win