Las Vegas, Nevada
Las Vegas Securities Fraud & Investment Loss Attorneys
Las Vegas has a large and growing retiree population — a community that's frequently targeted by dishonest brokers and financial advisors. The Frankowski Firm represents Nevada investors in FINRA arbitration and fights to recover what bad brokers took from them.
Serving Nevada Investors
Investment Fraud Recovery for Las Vegas Investors
Las Vegas is not just a tourist destination — it's a thriving city with a substantial professional and retiree population. The financial services industry serving that community includes regional offices of every major brokerage, independent registered investment advisors, and a disproportionate number of sales-driven broker-dealers that target seniors and retirees.
Richard Frankowski represents Nevada investors in FINRA arbitration — the federal process that governs most investor claims against brokers and brokerage firms. FINRA arbitration is governed by federal rules, not state bar admission requirements, which means Richard can represent you regardless of where you live.
If your broker made unsuitable recommendations, placed you in complex products you didn't understand, misrepresented returns, or churned your account to generate commissions, call us today for a free evaluation.
Richard Frankowski is licensed in Alabama, Florida, and Texas. He represents investors from all states — including Nevada — in FINRA arbitration proceedings.
Las Vegas Office
We serve clients in Las Vegas, Henderson, Summerlin, North Las Vegas, and throughout Nevada in FINRA arbitration proceedings.
What We Handle
Securities & Investment Fraud Practice Areas
Broker Fraud & Misconduct
Unauthorized trading, churning, misrepresentation, and unsuitable recommendations by brokers at wire houses, regional firms, and independent advisors.
FINRA Arbitration
Most investor disputes go through FINRA arbitration. Richard Frankowski co-authored the leading practitioner guide on the process and has handled hundreds of FINRA cases.
Investment Fraud
Fraudulent investment schemes, promissory note fraud, unregistered securities, and deliberate misrepresentation of investment products.
Ponzi Schemes
Recovery for victims of Ponzi and pyramid schemes. We identify every avenue of recovery, including claims against feeder funds and selling brokers.
Elder Financial Fraud
Seniors are disproportionately targeted by unscrupulous brokers and financial advisors. We aggressively pursue recovery for elderly investors and their families.
SEC Whistleblower Claims
If you have inside information about securities fraud, you may be entitled to a significant award. We guide whistleblowers through the SEC submission process.
Common Questions
Las Vegas Investment Fraud — Frequently Asked Questions
I live in Las Vegas and lost money with a financial advisor. Can I file a FINRA claim?
Yes. FINRA arbitration is a federal process available to investors in every state. Richard Frankowski represents Nevada investors in FINRA arbitration proceedings nationwide. The fact that he is not licensed in Nevada does not affect his ability to represent you in FINRA arbitration — that process is governed by federal rules, not state bar admissions.
What brokerage firms operate in Las Vegas that could be subject to a FINRA claim?
Las Vegas has a large and active financial services community, with offices of Merrill Lynch, Morgan Stanley, Wells Fargo Advisors, Edward Jones, Ameriprise, and many independent broker-dealers. Any FINRA-member firm can be a respondent in FINRA arbitration.
What is the most common type of investment fraud in Las Vegas?
Retirement account fraud is prevalent in Las Vegas, where a large retiree population makes seniors attractive targets. Common schemes include unsuitable variable annuity sales, alternative investment fraud, real estate investment fraud, and Ponzi schemes that prey on retirees seeking income.
How long do I have to file a FINRA arbitration claim?
FINRA rules require that your claim be filed within six years of the event giving rise to it. Nevada state statutes of limitations may also apply in some circumstances. Do not wait — call us as soon as possible to evaluate your claim.
Does The Frankowski Firm charge fees upfront?
No. All investment fraud and securities cases are handled on a contingency fee — you pay no attorney fees unless we recover money for you. Your consultation is free.
Free Consultation
Did a Las Vegas Broker Cost You Money?
No fees until we win. Call today for a free, confidential evaluation of your Nevada investment fraud claim.
888-741-7503