Insights
November 11, 2025
It’s a common feeling: a sense of unease about the investments your broker is recommending. You might wonder if they truly align with your goals or if they seem too complex or risky for your comfort l...
November 10, 2025
It’s a deeply unsettling feeling to look at your investment account and suspect that something is wrong. That sense of unease is often your first sign that you need to dig deeper and ask questions. A ...
November 7, 2025
A long career in the financial industry can suggest stability, but it’s no guarantee of ethical behavior. Curtis W. Smith worked as a broker for almost 40 years before his misconduct came to lig...
November 7, 2025
It’s one thing for an advisor to make a poor investment choice; it’s another for them to deliberately hide their activities from their employer and their clients. The disciplinary action against Suspe...
October 27, 2025
Non-traded REITs are particularly tricky. They are often sold with the promise of high yields, but their risks—like a lack of liquidity and opaque valuations—are frequently downplayed by the brokers w...
October 16, 2025
The financial community in Buckhead is built on relationships and trust. When an advisor or brokerage firm violates that trust, the impact is felt deeply. You worked hard for your money and made caref...
October 16, 2025
Many investors first heard about GPB Capital from a financial advisor they trusted. These brokers recommended the funds as a solid investment, often highlighting the high commissions they earned in th...
September 30, 2025
Many American investors living abroad worry that their physical distance from the U.S. puts their investments in a legal gray area. It’s a common misconception that once you move overseas, the robust ...
September 29, 2025
When you’re an American living abroad, a dispute with your U.S. brokerage firm can feel like a problem without a solution. The distance alone can make you feel powerless, as if your only option is to ...
September 29, 2025
A dispute with your UK brokerage firm can feel like you’re trying to solve a puzzle without all the pieces. The rules are different, the regulatory bodies have unfamiliar names, and you’re managing it...
September 27, 2025
Financial predators sometimes view American expats as easier targets, assuming they are less likely to notice misconduct or take legal action from afar. This can lead to brokers making unauthorized tr...
September 26, 2025
One of the biggest misconceptions for Americans living abroad is that they are at the mercy of their U.S. financial institutions. If you’ve run into trouble, like an improperly closed account or...
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