Insights
March 7, 2016
The Frankowski Firm, LLC is investigating Raymond James’ potentially inappropriate recommendations of oil and gas and commodities related investments. Investors may have legal recourse because o...
March 2, 2016
The Frankowski Firm is continuing its investigation into United Development Funding III and IV (UDF) on behalf of investors in the company’s real estate investment trusts (REITs). The FBI recent...
March 2, 2016
Law enforcement authorities raided the headquarters of United Mortgage Trust (“UMT”) in a suburb of Dallas, Texas this month, looking for documents pertaining to management of the company....
March 1, 2016
Thomas A. Guerriero of Hillsboro Beach, Florida pleaded guilty to running a $6.6 million telemarketing and investment fraud conspiracy. Guerriero was formerly the director of the Oxford City Football ...
February 29, 2016
Six investment adviser violations make up roughly 60% of all deficiencies the SEC’s staff find when they investigate adviser offices, according to Renee Esfandiary, assistant director of the SEC...
February 22, 2016
Management of real estate investment trust United Development Funding IV, a hedge fund accused of operating as a Ponzi scheme, has been subpoenaed to turn over company documents to a grand jury. Last ...
February 19, 2016
The FBI raided the office of a Texas REIT, United Development Funding IV, this week. The firm saw its stock price drop 81% in the past two months after a hedge fund alleged it was operating for years ...
February 17, 2016
The Frankowski Firm is investigating complaints regarding and the termination of former Questar Capital Corporation advisor Kevin Wanner. The complaints allege that The North Dakota Securities Departm...
February 11, 2016
FINRA has barred two Buffalo, New York advisers, Timothy S. Dembskyi and Walter F. Grenda, from the securities industry for broker fraud in relation to the sale of a hedge fund, the Prestige Wealth Ma...
February 4, 2016
In July 2014, Michael Winegar, formerly a broker with Wedbush Securities, allegedly convinced an elderly customer to pay him $100,000. Winegar told the 85-year-old customer that he would use th...
January 28, 2016
Barry Carlton Taylor, operator of two companies in Franklin, North Carolina, pleaded guilty earlier this week to fraud by commodities pool operator and concealment of money laundering charges, after d...
January 27, 2016
Investors in energy-focused master limited partnerships could be understood crying for mercy. The sector rebounded late last week, but the midstream benchmark Alerian MLP index is still down a brutal ...
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