Insights
August 20, 2014
Cecil Franklin Speight, sole owner and CEO of International Stock Transfer of Palm Beach, Florida pleaded guilty last month to conspiracy to commit mail fraud and securities fraud for operating a sche...
August 18, 2014
Resources Know your rights, the relevant laws, and what questions to ask BEFORE you agree to an investment America’s individual and institutional investors have suffered enormous financial losses in r...
August 14, 2014
Resources Know your rights, the relevant laws, and what questions to ask BEFORE you agree to an investment America’s individual and institutional investors have suffered enormous financial losses in r...
August 13, 2014
On Monday, the SEC accused the state of Kansas of securities fraud, alleging that it failed to disclose funding problems with its public pension when it held bond offerings in 2009 and 2010. Kansas is...
August 11, 2014
Last Friday, a federal jury from the Middle District of Florida found that Edward Hayter, the CEO and president of BIH Corp., ran a pump-and-dump scheme, selling unregistered shares of stock in the re...
August 8, 2014
Matthew Sarad of Bakersfield, California, the founder and former CEO of Telomolecular Corp., pleaded guilty to securities fraud on Wednesday in a Sacramento federal court. Telomolecular Corp. was prof...
August 7, 2014
Bank of America is in talks to settle an investigation into its role in the sale of mortgage-backed securities before the 2008 financial crisis and could pay between $16 and $17 billion, making it the...
August 6, 2014
The U.S. Securities and Exchange Commission (SEC) achieved a major legal victory when a federal jury found a Virginia-based brokerage subsidiary and its CEO liable for $70 million in connection with a...
August 5, 2014
Case Results While a small boutique firm, The Frankowski Firm will not back down from a fight. Our securities fraud attorneys will go against even the largest brokerage firms all over the country. Bel...
August 5, 2014
Last month, Michael T. Rand was found guilty of conspiracy to commit securities fraud, making false and misleading statements to auditors and accountants, circumventing internal accounting controls, a...
July 31, 2014
Case Results While a small boutique firm, The Frankowski Firm will not back down from a fight. Our securities fraud attorneys will go against even the largest brokerage firms all over the country. Our...
July 25, 2014
Wayne Burmaster, a broker from Staten Island, New York, will pay $1.3 million in disgorgement to the SEC for selling unregistered penny stock. Burmaster, together with his partner Edward Hayter, sold ...
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