Insights
March 13, 2013
Saba Software, Saba, a provider of cloud computing software used for training and conferencing, recently announced that it received a letter from NASDAQ indicating the Company’s ongoing failure ...
March 1, 2013
Just a few weeks after the 11th Circuit Court ordered Morgan Keegan to buy back more of their ultra-risky auction rate securities, Raymond James dropped the name Morgan Keegan altogether. In November ...
February 13, 2013
Trial Court Judge Jed Rakoff is accused of exceeding his authority in rejecting a settlement reached by the SEC and Citigroup. The settlement came after the SEC initiated a civil fraud action against ...
January 24, 2013
Smaller than Standard & Poor’s or Moody’s, Egan-Jones is based in Haverford, PA with principle Sean Egan at the helm. It differs not only in size from its competitors but also in its b...
December 21, 2012
Four industry professionals were charged by the SEC for a fraudulent penny stock scheme that produced around $17 million in illegitimate profits, all the while claiming false federal securities laws e...
November 27, 2012
Morgan Keegan is back in court, this time in a bench trial scheduled to last two weeks in front of a judge who originally dismissed the SEC regulators’ claims, according to an article in Bloombe...
November 19, 2012
Once again JP Morgan has found itself in hot water with the SEC, this time alongside with Credit Suisse. The announcement came in a recent SEC News Digest that JP Morgan and Credit Suisse agreed to se...
October 22, 2012
The Basel Committee on Banking Supervision is posed to review how securitization is regulated globally in response to concerns that current regulations are not reducing excessive risk tasking, accordi...
October 5, 2012
Dynamic Securities Analytics, Inc. released their nationwide rankings for the first two quarters of 2012. The law firm of The Frankowski Firm topped the list at second in the country. For the rankings...
October 3, 2012
In the first suit to be filed under RMBS Working Group, JP Morgan has been served civilly over the mortgage backed securities sold by Bear Stearns, according to an article in the New York Daily News. ...
July 12, 2012
The Frankowski Firm, LLC announces the commencement of an investigation into Duke Energy Corporation, (“Duke” or the “Company”) to determine whether it has violated securities ...
July 9, 2012
The assets of Aubrey Lee Price, the missing Georgia investor charged with a $40 million dollar investment fraud scheme, have been frozen according to an SEC press release . Mr. Price was allegedly sel...
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