Insights
April 26, 2025
Witnessing financial wrongdoing can be a difficult and isolating experience. You might feel uncertain about your options and the potential consequences of speaking up. However, remaining silent allows...
February 2, 2025
Whistleblowers play a crucial role in uncovering and deterring securities fraud in San Francisco and beyond. These individuals, often insiders with valuable information about illegal activities within...
January 18, 2025
Whistleblowers play a crucial role in uncovering securities fraud cases in San Francisco and beyond. These individuals who come forward with information about illegal activities within companies can h...
February 10, 2022
In January 2022, the Securities and Exchange Commission (SEC) announced it awarded four whistleblowers $40 million after voluntarily providing information and assisting the SEC in three separate actio...
December 4, 2020
On November 19, 2020, the Securities & Exchange Commission announced an award of $900,000 to a whistleblower whose timely and important information resulted in a significant expansion of an ongoin...
December 3, 2020
On December 1, 2020, the Securities & Exchange Commission announced an award of $6 million to joint whistleblowers whose information and assistance led to the successful enforcement of SEC and rel...
August 31, 2015
Jaime Feldman and her husband, James Boland, a couple of ex-Morgan Stanley brokers in the firm’s midtown Manhattan branch, have sued Morgan Stanley and the branch manager for $20 million in dama...
July 28, 2015
Officers, directors, trustees, or partners who hear about a fraud through another employee are not eligible for a whistleblower award until 120 days after the employee has failed to notify the SEC. Th...
July 27, 2015
KBR Inc., a global technology and engineering firm with its headquarters in Houston, TX, was charged with violating whistleblower protection Rule 21F-17, which forbids companies from taking any action...
July 20, 2015
Whistleblower Gets Award In the SEC’s first retaliation case, a whistleblower will be awarded 30 percent of the amount collected by the SEC during the charge. The SEC recently established a whistleblo...
November 14, 2014
SEC Whistleblower Overview of the SEC Whistleblower Program In 2010, Congress passed The Dodd-Frank Wall Street Reform and Consumer Protection Act, which amended the Securities Exchange Act of 1934 by...
September 25, 2014
Earlier this week, the SEC announced that it anticipates awarding more than $30 million to a whisteblower who furnished critical information that ultimately resulted in a successful enforcement action...
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