Insights
July 25, 2014
Wayne Burmaster, a broker from Staten Island, New York, will pay $1.3 million in disgorgement to the SEC for selling unregistered penny stock. Burmaster, together with his partner Edward Hayter, sold ...
July 24, 2014
The SEC approved a new FINRA rule that will make it hard for brokers to delete customer complaints from their records in arbitration cases. Rule 2081 will prevent brokers from making settlements with ...
July 23, 2014
A federal judge in New York ruled this week that Citigroup would not have to face FINRA arbitration regarding claims that its stock dropped precipitously after it hid securitized-loan losses because a...
July 22, 2014
Natural Blue Resources Inc., a company cofounded by Nancy Pelosi’s son, Paul Pelosi Jr., was charged with securities fraud last week after the SEC discovered that two convicted criminals were at...
July 21, 2014
Richard S. Frankowski Managing Partner Call on 888-741-7503 Email chard@franko.tequp.info Richard S. Frankowski is the founder of The Frankowski Firm, and has represented hundreds of investors around ...
July 18, 2014
Richard S. Frankowski Managing Partner Call on 012-345-6789 Email enquiries@emaildomain.co.uk Praesent bibendum orci ante, a ullamcorper metus aliquam et. Suspendisse id lacinia libero. Vivamus fauci...
July 17, 2014
The U.S. Court of Appeals for the Second Circuit has dismissed an appeal involving the settlement of class action securities claims pertaining to the Bernie Madoff Ponzi scheme. The claims, having bee...
July 16, 2014
Bill Turner, a New Mexico insurance broker, pleaded guilty last week to thirteen counts of securities fraud and one count of conspiracy to commit securities fraud in a plea bargain. He had originally ...
July 15, 2014
Dean Mustaphalli, a former broker at Sterne Agee Financial Services Inc., is looking at a potential expulsion. According to FINRA, Mustaphalli ran a $6 million hedge fund, Mustaphalli Capital Partners...
July 15, 2014
James R. Holdman of Zachary, Louisiana pleaded guilty to two counts of mail fraud this week. According to U.S. Attorney Walt Green and former U.S. Attorney Donald J. Cazayoux Jr., Holdman defrauded re...
July 14, 2014
In July 2010, President Barack Obama signed into federal law the Dodd–Frank Wall Street Reform and Consumer Protection Act, which provided the SEC with the power to create a rule that would mandate al...
July 9, 2014
About the Frankowski Firm “The primary goal of our law firm is to provide service to those who do not have a voice and need strong, courageous representation.”—Richard Frankowskihttps://franko.tequp.i...
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